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Littler Mendelson PC
San Francisco, California
Littler Mendelson PC
Charleston, West Virginia
Hunton Andrews Kurth LLP
Richmond, Virginia
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Fixed Income Compliance Officer Securitized Products
This individual will provide advisory compliance support for the Securitized Products Sales & Trading, Origination and Lending businesses. Candidate will be expected to provide advice on FINRA, CFTC, Federal Reserve, OCC and SEC rules, regulations and interpretive guidance, as well as applicable internal policies and procedures. Candidate must demonstrate ability to effectively review and analyze complex situations and apply judgment to resolve issues in a timely manner with minimal supervision. Candidate should be proficient in time management and able to initiate and manage projects. Candidate may have managerial responsibilities, which may include supervision of other members of the FID Compliance team. Job Responsibilities: Provide Compliance support for
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