IM Private Side Compliance Advisory in New York, NY for Morgan Stanley

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Major, Lindsey & Africa

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IM Private Side Compliance Advisory
DESCRIPTION: Investment Management Private Side Compliance is a global team with professionals in New York, London, Hong Kong, Mumbai and Tokyo covering IM's Private Side businesses. The U.S. team is responsible for providing regulatory compliance support and oversight of the Investment Management division's SEC Registered Investment Advisers' Private Side alternative investment businesses, including the private credit and equity, infrastructure, and real estate investing businesses. The team provides advice and support to the Private Side businesses on U.S. and global financial industry regulations, develops initiatives to address regulatory changes, drafts and updates firm policies and procedures, and conducts business unit training, among other activities.


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