This Associate Director position is in the Division of Examinations located in Washington, DC, Chicago, IL or New York, NY and is open to US citizens. The mission of the Division of Examinations is to protect investors, ensure market integrity and support responsible capital formation through risk-focused strategies that: (1) improve compliance; (2) prevent fraud; (3) monitor risk; and (4) inform policy. The results of the Division's examinations are used by the SEC to inform rule-making initiatives, identify and monitor risks, improve industry practices and pursue misconduct.As the Associate Director leading the Office of Clearance and Settlement, typical duties incl
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