Senior Counsel, Enforcement in Washington, DC for CFP Board

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Search Results: 85 Jobs

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Financial Services Senior Associate/Counsel – Aviation Finance

Moore & Van Allen

Charlotte, North Carolina

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Corporate Counsel – Network Operations Legal Compliance

T-Mobile

United States - Nationwide

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Corporate Counsel - Wholesale

T-Mobile

Overland Park, Kansas

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Sr. Compliance Controls Manager – Legal Affairs

T-Mobile

United States - Nationwide

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Financial Services – Senior Associate

Moore & Van Allen, PLLC

Charlotte, North Carolina

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Investigator, Corporate Investigations

T-Mobile

Bellevue, Washington

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Trademark Associate (2+ years) – Denver, CO; Boulder, CO; Salt Lake City, UT; or Washington DC

Holland & Hart LLP

Denver, Colorado

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General Counsel - The School Board of Polk County, FL

The School Board of Polk County, FL

Bartow, Florida

Capital Markets/Securities Associate

Moore & Van Allen

Charlotte, North Carolina

Financial Services Senior Associate/Counsel – Aviation Finance

Moore & Van Allen

Charlotte, North Carolina

Energy and Infrastructure Associate

Hunton Andrews Kurth LLP

Washington , D.C.

Renewable Energy Project Development & Finance Associate (3+ years): Firmwide

Holland & Hart LLP

Denver, Colorado

Corporate Associate

Moore & Van Allen, PLLC

Charleston, South Carolina

Labor & Employment/Commercial Litigation Associate (3-5 years): Salt Lake City

Holland & Hart LLP

Salt Lake City, Utah

Corporate Counsel - Real Estate

Ethan Conrad Properties Inc

Sacramento, California

Assistant General Counsel - Publishing

Major, Lindsey & Africa

Washington, D.C.

Assistant General Counsel - Corporate and M&A

Major, Lindsey & Africa

Dallas, Texas

Director & Assistant General Counsel - Labor & Employment

AMEREN

St. Louis, Missouri

Associate General Counsel - Ethics and Compliance

Major, Lindsey & Africa

East Aurora, New York

Environmental Senior Attorney

Hunton Andrews Kurth LLP

Richmond, Virginia

Managing Legal Counsel – ’40 Act (Req ID

T. Rowe Price

Owings Mills, Maryland

State of Washington

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Associate (Labor & Employment – Philadelphia)

Saul Ewing

Philadelphia, Pennsylvania

Senior Corporate Counsel, Corporate Affairs

UKG Inc.

Lowell, Massachusetts

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General Counsel

Major, Lindsey & Africa

Bethlehem, Pennsylvania

Senior Counsel, Enforcement

General Function Under limited supervision, investigates alleged instances of misconduct under CFP Board’s Code of Ethics and Standards of Conduct and, where appropriate, prosecutes misconduct before CFP Board’s Disciplinary and Ethics Commission. Essential Functions Efficiently and effectively investigates, researches, and analyzes alleged violations of CFP Board’s Code of Ethics and Standards of Conduct Provides guidance to Senior Analyst, Enforcement, Counsel, Enforcement and other department personnel on the handling of investigations and complaints Identifies and expedites target

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