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Wealth Management Compliance Associate Regional Compliance Officer
The Wealth Management Compliance Conduct Risk team responsibilities include identifying and assessing current emerging conduct risks; opining on control assessments and enhancements; conducting targeted employee reviews to identify and escalate conduct risk concerns; establishing actionable reporting to facilitate oversight; and exploring the use of data analytics to identify conduct risk trends and patterns. Morgan Stanley is seeking a strong candidate for its Wealth Management Compliance Conduct Risk Team. The candidate will support the Head of Compliance Conduct Risk as well as the Regional Compliance Officers and be expected to assist with the following:- The comprehensive analysis of conduct risk data- Conducting targeted employee conduct risk r
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