Wealth Management Regional Compliance Officer in Purchase, NY for Morgan Stanley

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Wealth Management Regional Compliance Officer
The Field Compliance group focuses on Compliance-related functions that support the Wealth Management Field. It is comprised of the Regional Compliance, Field Compliance Review, Private Wealth Management/International Wealth Management, and Field Strategic Services teams.   The candidate will join Morgan Stanley Wealth Management's Compliance Department as a member of the Field Compliance Department. In this role, the candidate will serve as a senior member of the Field Compliance Department as well as the Regional Wealth Management business team. The candidate will have direct oversight of the Region utilizing data from the Legal and Compliance Division, including Surveillance, Conduct risk, Tes


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