Senior Fund Regulatory Specialist in Boston, MA for Morgan Stanley
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Senior Fund Regulatory Specialist
DESCRIPTION: To work collaboratively with other areas of the firm to complete required filings in compliance with applicable regulations for investment company clients and to prepare such filings for submission to the appropriate regulatory agency. RESPONSIBILITIES: Complete registration statements and amendments thereto, proxy statements, other required filings and documents included therein for investment company clients (“Filings”) that comply with prescribed regulatory requirements, including: Solicit and review information from various departments for inclusion in Filings to ensure that it complies with and is responsive to prescribed requirements. Establish and maintain schedules for all assigned Filing


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