Swap Dealer and Security-Based Swap Dealer Compliance Officer in New York, NY for Morgan Stanley

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Swap Dealer and Security-Based Swap Dealer Compliance Officer
DESCRIPTION: Morgan Stanley is seeking a Compliance Officer to join the Regulatory Reform Strategy group in its Global Compliance Department. The Regulatory Reform Strategy group is responsible for the implementation and management of the overall compliance program for the bank’s CFTC-regulated swap and SEC-regulated security-based swap business activities globally. On a day-to-day basis, the position supports the Head of Regulatory Reform Strategy and works closely with various businesses and control functions to help ensure that the bank appropriately addresses the regulatory risks relative to its swap and security-based swap business activities. RESPONSIBILITIES: Recommending and implementing enhancements t


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