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Morgan Stanley
Alpharetta, Georgia
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Morgan Stanley
Alpharetta, Georgia
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Morgan Stanley
New York, New York
Morgan Stanley
Purchase, New York
Faegre Drinker Biddle & Reath LLP
Los Angeles and San Francisco, California
Morgan Stanley
Alpharetta, Georgia
U.S. International Development Finance Corporation
Nationwide
U.S. International Development Finance Corporation
Nationwide
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Fixed Income Compliance Officer - Securitized Products
DESCRIPTION: This individual will provide advisory compliance support for the Securitized Products Sales & Trading, Origination and Lending businesses. Candidate will be expected to provide advice on FINRA, CFTC, Federal Reserve, OCC and SEC rules, regulations, and interpretive guidance, as well as applicable internal policies and procedures. Candidate must demonstrate ability to effectively review and analyze complex situations and apply judgment to resolve issues in a timely manner with minimal supervision. Candidate should be proficient in time management and able to initiate and manage projects. Candidate may have managerial responsibilities, which may include supervision of other members of the FID Compliance team. RESPONSIBIL
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