FinTech Regulatory Associate in New York, NY for Lowenstein Sandler

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FinTech Regulatory Associate
Lowenstein Sandler’s Investment Management Group is looking for a motivated and ambitious Associate with 3 - 5 years of financial services regulatory and compliance experience to join our fast-paced practice advising some of the fastest growing FinTech broker-dealers, robo-advisers and crypto-focused companies.  Preferred qualifications include experience with:  reviewing, researching and analyzing federal securities laws and regulations, as well as FINRA rules; forming FINRA member broker-dealers; advising crypto exchanges and other blockchain focused companies; reviewing FinCEN AML regulations and advising necessary compliance; licensing entities with states as money transmitters; responding to and navigating SEC, FINRA and state regulatory examination and/or enforcement processes; dr


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