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Epstein Becker & Green, P.C.
Los Angeles, California
Saul Ewing
United States - Nationwide
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Littler Mendelson PC
San Francisco, California
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FinTech Regulatory Associate
Lowenstein Sandler’s Investment Management Group is looking for a motivated and ambitious Associate with 3 - 5 years of financial services regulatory and compliance experience to join our fast-paced practice advising some of the fastest growing FinTech broker-dealers, robo-advisers and crypto-focused companies. Preferred qualifications include experience with: reviewing, researching and analyzing federal securities laws and regulations, as well as FINRA rules; forming FINRA member broker-dealers; advising crypto exchanges and other blockchain focused companies; reviewing FinCEN AML regulations and advising necessary compliance; licensing entities with states as money transmitters; responding to and navigating SEC, FINRA and state regulatory examination and/or enforcement processes; dr
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