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Epstein Becker & Green, P.C.
Los Angeles, California
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SECURITIES COMPLIANCE EXAMINER
The Office of Security-Based Swaps within the Division of Examinations is filling one position for a Securities Compliance Examiner, SK-1831-16 in one of the following locations: Chicago, IL or New York, NY or Washington, DC. Responsibilities he Division of Examinations conducts the SEC's National Exam Program. The Division's mission is to protect investors, ensure market integrity and support responsible capital formation through risk-focused strategies that: (1) improve compliance; (2) prevent fraud; (3) monitor risk; and (4) inform policy. The results of the Division's examinations are used by the SE
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