Designs and implements programs, policies, and practices to ensure that all business units are in compliance with federal, state, and local regulatory requirements. Tracks laws and regulations that might affect the organization's policies. Prepares compliance reports to present to management. Manages and leads a staff in the development and implementation of strategic and tactical solutions to protect and minimize operational compliance risk to USAA. Provides operational compliance oversight for USAA, its affiliates, and USAA partnerships with external companies. Builds effective relationships with industry and regulatory authorities.
We are currently seeking talented Director Compliance – Bank Sales Practices for our San Antonio, TX facility.
Provides oversight and manages the changing regulatory environment. Directs the review of state and federal regulatory compliance requirements to include analysis of business impact/operational risk assessment for enacted laws/regulations and recommended company compliance actions to insure regulatory compliance. Proactively identifies strategic and tactical regulatory solutions by providing compliance subject matter expertise for CoSA project/process/product initiatives. Identifies compliance action plans that have regulatory impact on the company's business. Directs research and feasibility studies to assess regulatory compliance impacts and recommended actions on CoSA initiatives. Directs the implementation of appropriate strategic/tactical solutions for compliance business requirements. Ensures adoption and identifies any outstanding compliance issues. Directs the monitoring and managing of regulatory requirements and reporting. Manages federal/state regulatory agency relationships to obtain regulatory approvals and provides required regulatory feedback. Provides oversight for compliance adherence through self-assessment programs and examinations. Responsible for personnel actions for staff to include hiring, coaching, employee development, recognition, performance management, promotions, dismissals, and disciplinary action. Determines action(s) required to best allocate resources. Develops, monitors, and analyzes budgetary and/or operation performance of department resources. Minimum Requirements
8+ years large retail bank experience to include proven experience developing/assessing bank policies around sales practices. 3+ years of leadership experience. Bachelor's degree (four years of directly related work experience, in lieu of a degree, may be added to the minimum requirements) *Qualifications may warrant placement in a different job level*
When you apply for this position, you will be required to answer some initial questions. This will take approximately 5 minutes. Once you begin the questions you will not be able to finish them at a later time and you will not able to change your responses.
5+ years experience interfacing with regulatory agencies (OCC, FED, CFPB, and FDIC) or direct experience as a regulator/Bank Examiner. Proven experience in developing internal controls and regulatory risk assessments to identify compliance process risks and issues. CRCM, CIA, or Commissioned Bank Examiner certifications. Subject-matter-expert in regulatory supervisory expectations. ***Selected candidates will attend and complete the Management Development School program in San Antonio, TX, during their first six months in position.***
IMPORTANT: External Applicants – When filling out your name and other personal information below, DO NOT USE ALL CAPS or any special characters. Use only standard letters in the English alphabet. Including special characters or all uppercase letters will cause errors in your application.
The above description reflects the details considered necessary to describe the principal functions of the job and should not be construed as a detailed description of all the work requirements that may be performed in the job.
At USAA our employees enjoy one of the best benefits package in the business, including a flexible business casual or casual dress environment, comprehensive medical, dental and vision plans, along with wellness and wealth building programs. Additionally, our career path planning and continuing education will assist you with your professional goals.
USAA also offers a variety of on-site services and conveniences to help you manage your work and personal life, including seven cafeterias, two company stores and three fitness centers.
Relocation assistance is available for this position.
For Internal Candidates:
Must complete 12 months in current position (from date of hire or date of placement), or must have manager’s approval prior to posting.
Last day for internal candidates to apply to the opening is 7/26/17 by 11:59 pm CST time.